Science is a social institution about which there is a great deal of
misunderstanding, even among those who are part of it. We think that
science is an institution, a set of methods, a set of people, a great body of
knowledge that we call scientific, is somehow apart from the forces that rule
our everyday lives and that govern the structure of our society. We think
science is objective. Science has brought us all kinds of good things. It has
tremendously increased the production of food. It has increased our life
expectancy from a mere 45 years at the beginning of the last century to over 70
in rich places like North America. It has put people on the moon and made it
possible to sit at home and watch the world go by.
At the same
time, science, like other productive activities, like the state, the family,
sport, is a social institution completely integrated into and influenced by the
structure of all our other social institutions. The problems that science deals
with, the ideas that it uses in investigating those problems, even the so-
called scientific results that come out of scientific investigation, are all
deeply influenced by predispositions that derive from the society in which we
live. Scientists do not begin life as scientists, after all, but as social
beings immersed in a family, a state, a productive structure, and they view
nature through a lens that has been molded by their social experience.
Above that
personal level of perception, science is molded by society because it is a
human productive activity that takes time and money, and so is guided by and
directed by those forces in the world that have control over money and time.
Science uses commodities and is part of the process of commodity production.
Science uses money. People earn their living by science, and as a consequence
the dominant social and economic forces in society determine to a large extent
what science does and how it does it. More than that, those forces have the
power to appropriate from science ideas that are particularly suited to the
maintenance and continued prosperity of the social structures of which they
are a part. So other social institutions have an input into
4
science both in what is done
and how it is thought about, and they take from science concepts and ideas that
then support their institutions and make them seem legitimate and natural. It
is this dual process--on the one hand, of the social influence and control of
what scientists do and say, and, on the other hand, the use of what scientists
do and say to further support the institutions of society--that is meant when
we speak of science as ideology.
Science
serves two functions. First, it provides us with new ways of manipulating the
material world by producing a set of techniques, practices, and inventions by
which new things are produced and by which the quality of our lives is changed.
These are the aspects of science to which scientists appeal when they try to
get money from governments or when they appear on the front pages of newspapers
in their public relations efforts to maintain their prosperity. We read
repeatedly about how "science has discovered" something, but more
often than not those announcements are hedged with qualifiers. Biologists
discover "evidence for" for" genes that "may, one day"
lead to "a possible" cure for cancer. While their over-optimistic
reports breed a certain cynicism, it is nevertheless true that scientists do
actually change the way we confront the material world.
The second
function of science, which is sometimes independent and sometimes closely
related to the first, is the function of explanation. But if scientists are not
actually changing the material mode of our existence, they are constantly
explaining why things are the way they are. It is often said that these
theories about the world must be produced in order, ultimately, to change the world
through practice. After all, how can we cure cancer unless we understand what
causes cancer? How can we increase food production unless we understand the
laws of genetics and plant and animal nutrition?
Yet it is remarkable how much important
practical science has been quite independent of theory. In Chapter 3, I will consider one of the most famous examples of scientific agricultural change: the introduction of hybrid corn all
over the world. Hybrid corn is said to be one of the great
triumphs of modern
5
genetics in action, helping
to feed people and increase their well-being. Yet the development of hybrid
corn and, indeed, almost all plant and animal breeding as it is actually
practiced has been carried out in a way that is completely independent of any
scientific theory. Indeed, a great deal of plant and animal breeding has been
done in a way indistinguishable from the methods of past centuries before
anyone had ever heard of genetics.
The same is
true for our attempts to cope with killers like cancer and heart disease. Most
cures for cancer involve either removing the growing tumor or destroying it
with powerful radiation or chemicals. Virtually none of this progress in cancer
therapy has occurred because of a deep understanding of the elementary
processes of cell growth and development, although nearly all cancer research,
above the purely clinical level, is devoted precisely to understanding the most
intimate details of cell biology. Medicine remains, despite all the talk of
scientific medicine, essentially an empirical process in which one does what
works.
Also in
chapter 3, I will consider the relationship between scientific biology and changes
in life expectancy. It is not at all clear that a correct
understanding of how the world works is basic to a successful manipulation of
the world. But explanations of how the world really works serve another
purpose, one in which there has been a remarkable success, irrespective of the
practical truth of scientific claims. The purpose is that of legitimation.
Regardless of
one's political view, everyone must agree that we live in a world in which
psychic and material welfare is very unevenly distributed. There are rich
people and poor people, sick people and healthy people, people who have control
over the conditions of their own lives, work, and time (like professors who are
invited to give lectures on the radio and turn them into books) and those who
have their tasks assigned to them, who are overseen, who have
little or no control over any psychic or material aspect of their lives. There
are rich countries and poor
6
countries. Some races
dominate others. Men and women have very unequal social and material power.
Some kind of
inequality of status, wealth, health, and power have been characteristic of
every known society. That means that in every known society there has been some
form of struggle between those who have and those who have not, between those
with social power and those deprived of it. The uprising of Blacks in America
in the 1960s and 1970s, in which there was vast destruction of property and a
radical redistribution of consumer goods, and the armed struggle of Mohawks in
Canada to prevent the encroachment of commercial and state power on their
lands, are only the most recent events in a long history of violent
confrontations between those with status, wealth, and power and those without.
Repeated peasant uprisings in Europe in the sixteenth and seventeenth centuries
resulted in the wholesale destruction of crops and buildings and the loss of
hundreds of thousands of lives. The deeds of peasant rebels like Pugachev and
Stenka Razin live in song and story. In the United States just after
independence from Britain, the farmers of western Massachusetts, led by Daniel
Shays and still in possession of their muskets, occupied the general courts to
prevent bankers from obtaining judgments to confiscate farmers' property for
debt. The bankers in Boston succeeded in getting Continental troops to put down
this rebellion, but all at the cost of considerable social upheaval. It is
obviously in the interest of those who have power in society to prevent such
violent and destructive conflicts, even if, with the police power of the state,
they are sure to win.
As such struggles occur, institutions are created whose function is to forestall violent struggle by convincing people that the society in which they live is just and fair, or if not just and fair then inevitable, and that it is quite useless to resort to violence. These are the institutions of social legitimation. They are just as much a part of social struggle as the rick-burnings and machinery destruction of the Captain Swing riots in Britain in the nineteenth century. But they use very different weapons
7
-- ideological weapons. The
battleground is in people's heads, and if the battle is won on that ground then
the peace and tranquility of society are guaranteed.
For almost
the entire history of European society since the empire of Charlemagne, the
chief institution of social legitimation was the Christian Church. It was by the grace
of God that each person had an appointed place in society. Kings ruled Dei gratia. Occasionally divine grace
could be conferred on a commoner who was ennobled, and grace could be removed.
Grace was removed from King Charles I, as Cromwell noted, and the proof was
Charles's severed head. Even the most revolutionary of religious leaders
pressed the claims of legitimacy for the sake of order. Martin Luther enjoined
his flock to obey their lords, and in his famous sermon on marriage he asserted
that justice was made for the sake of peace and not peace for the sake of
justice. Peace is the ultimate social good, and justice is important only if it
subserves peace.
For an
institution to explain the world so as to make the world legitimate, it must
possess several features. First, the institution as a whole must appear to
derive from sources outside of ordinary human social struggle. It must not seem
to be the creation, of political, economic, or social forces, but to
descend into society from a supra-human source. Second, the ideas,
pronouncements, rules, and results of the institution's activity must
have validity and a transcendent truth that goes beyond any possibility of
human compromise or human error. Its explanations and pronouncements must seem
to be true in an absolute sense and to derive somehow from an absolute source.
They must be true for all time and all place. And finally, the institution must
have a certain mystical and veiled quality so that its innermost operation is
not completely transparent to everyone. It must have an esoteric language,
which needs to be explained to the
ordinary person by those who are especially knowledgeable and who can intervene
between everyday life and mysterious sources of understanding and knowledge.
The Christian Church or indeed any revealed
religion fits
8
these requirements
perfectly, and so religion has been an ideal institution for legitimating
society. If only people with special grace, whether they be priests, pastors,
or ordinary citizens, are in direct contact with the divine inspiration through
revelations, then we must depend upon them completely for an understanding of
what has been divinely decreed.
But this
description also fits science and has made it possible for science to replace
religion as the chief legitimating force in modem society. Science claims a
method that is objective and nonpolitical, true for all time. Scientists truly
believe that except for the unwanted intrusions of ignorant politicians,
science is above the social fray. Theodosius Dobzhansky, a famous scientist
who was a refugee from the Bolshevik Revolution and who detested the
Bolsheviks, devoted a great deal of energy to pointing out the serious
scientific errors that were being made in the Soviet Union in biology and
genetics as a consequence of the unorthodox biological doctrines of T.D.
Lysenko. It was pointed out to him that, given his own political convictions,
he should not carry on that campaign against Lysenko. After all, he believed
that sooner or later a global conflict would occur with the United States and
the Soviet Union on opposite sides, and he also believed that Lysenko's false
scientific doctrines were severely weakening Soviet agricultural production.
Why did he then not simply remain quiet about Lysenko's errors so that the
Soviet Union would be weakened and compromised in the conflict that was to
come? His answer was that his obligation to speak the truth about science was
superior to all other obligations and that a scientist must never allow a
political consideration to prevent him from saying what he believes to be true.
Not only the methods and institutions of science are said to be above ordinary human relations but, of course, the product of science is claimed to be a kind of universal truth. The secrets of nature are unlocked. Once the truth about nature is revealed, one must accept the facts of life. When science speaks, let no dog bark. Finally, science speaks in mysterious words. No one except an expert can understand what scientists say and do, and we
9
require the mediation of
special people -- science journalists, for example, or professors who speak on
the radio -- to explain the mysteries of nature because otherwise there is
nothing but indecipherable formulas. Nor can one scientist always understand
the formulas of another. Once, when Sir Solly Zuckerman, the famous English
zoologist, was asked what he did when he read a scientific paper and came
across mathematical formulas, he said, "I hum them."
Despite its
claims to be above society, science, like the Church before it, is a supremely
social institution, reflecting and reinforcing the dominant values and views of
society at each historical epoch. Sometimes the source in social experience of
a scientific theory and the way in which that scientific theory is a direct translation
of social experience are completely evident, even at a detailed level. The most
famous case is Darwin's theory of evolution by natural selection. No scientist
doubts that the organisms on earth today have evolved over billions of years
from organisms that were very unlike them and that nearly all types of
organisms have long since gone extinct. Moreover, we know this to be a natural
process resulting from the differential survivorship of different forms. In
this sense, we all accept Darwinism as true.
But Darwin's
explanation for that evolution is another matter. He claimed that there was a
universal struggle for existence because more organisms were born than could
survive and reproduce, and that in the course of that struggle for existence,
those organisms who were more efficient, better designed, cleverer, and
generally better built for the struggle would leave more offspring than the
inferior kinds. As a consequence of this victory in the struggle for existence,
evolutionary change occurred.
Yet Darwin himself was conscious of the
source of his ideas about the struggle for existence. He claimed that the idea
for evolution by natural selection occurred to him after reading the famous
"Essay on Population" by Thomas Malthus, a late eighteenth-century
parson and economist. The essay was an argument against the old English Poor
Law, which Malthus
10
thought too liberal, and in
favor of a much stricter control of the poor so they would not breed and create
social unrest. In fact, Darwin's whole theory of evolution by natural selection
bears an uncanny resemblance to the political economic theory of early
capitalism as developed by the Scottish economists. Darwin had some knowledge
of the economic survival of the fittest because he earned his living from
investment in shares he followed daily in the newspapers. What Darwin did was
take early-nineteenth-century political economy
and expand it to include all of natural economy.
Moreover, he developed a theory of sexual selection in evolution (about which
more will be said in Chapter 4), in which the chief force is the competition
among males to be more appealing to discriminating females. This theory was
meant to explain why male animals often display bright colors or complex mating
dances. It is not clear that Darwin was conscious of how similar his view of
sexual selection was to the standard Victorian view of the relationship between
middle-class males and females. In reading Darwin's theory, one can see the
proper young lady seated on her sofa while the swain on his knees before her
begs for her hand, having already told her father how many hundreds a year he
has in income.
Most of the Ideological influence from society that permeates science is a great deal more subtle. It comes in the form of basic assumptions of which scientists themselves are usually not aware yet which have profound effect on the forms of explanations and which, in turn, serve to reinforce the social attitudes that gave rise to those assumptions in the first place. One of the assumptions is the relation of individual to collectivity, the famous problem of part and whole. Before the eighteenth century, European society placed little or no emphasis on the importance of the individual. Rather, the activity of people was determined for the most part by the social class into which they were born, and individuals confronted each other as representatives of their social group. In a dispute, for example, between a priest and a merchant over a commercial matter, the priest would make his
11
case in an ecclesiastical
court and the merchant in the court of his own lord rather than both being
subject to the same judgment. Individuals were seen not as the causes of social
arrangements but as their consequence.
Moreover,
people were not free to move in the economic hierarchy. Peasants and
lords alike had mutual obligations and were bound to each other by those
obligations. There was no freely moving competitive labor force where each
person had the power
to sell his or her labor power in a labor market. These relations made it quite
impossible to develop the kind of productive capitalism that marks our own
era, in which freedom for individuals to move from place to place, from task to
task, from status to status, to confront each other sometimes as
tenants, sometimes as producers and sometimes as consumers, is an absolute necessity. For example, serfdom had to be abolished in Russia in the middle of the nineteenth
century because there was a shortage of factory labor and serfs were legally
prohibited from being sent to factories. Sometimes, in fact, serf owners
illegally shipped their peasants into factories, and serfs petitioned the czar
for relief.
The
developing science of the Middle Ages and Renaissance was characterized by
seeing all of nature as a kind of indissoluble whole. Living and dead could be
transformed one into the other, provided one knew the mystical formula. Nature
could not be understood by taking it into pieces because by doing so one
destroyed what was essential to it. Alexander Pope said it was "like
following life through creatures you dissect. /You lose it in the moment you
detect." Just as social organization was seen as an indissoluble whole, so
was nature.
With the
change in social organization that was wrought by developing industrial
capitalism, a whole new view of society has arisen, one in which the individual
is primary and independent, a kind of autonomous social atom that can move
from place to place and role to role. Society is now thought to be the
consequence, not the cause, of individual properties. It is individuals who
make society. Modern economics is grounded in the
12
theory of consumer
preference. Individual autonomous firms compete with each other and replace
each other. Individuals have power over their own bodies and labor power, in
what Macpherson called "possessive individualism."' This atomized
society is matched by a new view of nature, the reductionist view. Now it is
believed that the whole is to be understood only
by taking it into pieces, that the individual bits and pieces, the atoms,
molecules, cells, and genes, are the causes of the properties of the whole
objects and must be separately studied if we are to understand complex nature.
Darwin's theory of evolution was a theory of the differential reproductive rate
of individuals, and all of the phenomena of evolution were to be understood at
this individual causal level. All of modern biology and, indeed, all of modern
science takes as its informing metaphor the clock mechanism described by Rene
Descartes in Part V of his Discourses.
Descartes,
being religious, excluded the human soul from the bete machine, but that very soon became included as well to make the homme machine of the present view. Modem science sees the world,
both living and dead, as a large and complicated system of gears and levers.
A second feature of the transformation of scientific
views has been the clear distinction between causes and effects. Things are
supposed to be either one or the other. Again, in Darwin's view, organisms were acted upon by the environment; they were the passive objects and the external world was the
active subject. This alienation of the organism from its outside world means
that the outside world has its own laws that are independent of the organisms
and so cannot be changed by those organisms. Organisms find the world as it is,
and they must either adapt or die. "Nature--love it or leave it." It
is the natural analog of the old saw that you can't fight city hall. As I shall
show in Chapter 5, this is an impoverished and incorrect view of the actual
relationship between organisms and the world they occupy, a world that living
organisms by and large create by their own living activities.
So, the ideology of modern
science, including modern
13
biology, makes the atom or individual the causal source of all the properties of larger
collections. It prescribes a way of studying the world, which is to cut it up into the individual bits that cause it and to study the properties of these isolated bits. It breaks the
world down into independent autonomous domains, the internal and the external.
Causes are either internal or external, and there is no mutual dependency
between them.
For biology, this world view has resulted in a particular picture of
organisms and their total life activity. Living beings are seen as being
determined by internal factors, the genes. Our genes and the DNA molecules that
make them up are the modem form of grace, and in this view we will understand
what we are when we know what our genes are made of. The world outside us poses
certain problems, which we do not create but only experience as objects. The
problems are to find a mate, to find food, to win out in competition over
others, to acquire a large part of the world resources as our own, and if we
have the right kinds of genes we will be able to solve the problems and leave
more offspring. So in this view, it is really our genes that are propagating
themselves through us. We are only their instruments, their temporary vehicles
through which the self-replicating molecules that make us up either succeed or
fail to spread through the world. In the words of Richard Dawkins, one of the
leading proponents of this biological view, we are "lumbering robots"
whose genes "created us body and mind."
Just as at one level genes determine
individuals, so at another level it is individuals who determine
collectivities. If we want to understand why an ant colony has a particular
division of tasks or a flock of birds flies in a particular way, we need only
look at the individual ants and individual birds, because the behavior of the
group is a consequence of the behaviors of the individual organisms; the behavior
is in turn determined by genes. For human beings that means that the structure
of our society is nothing but a result of the collection of individual
behaviors. If our country goes to war, we are told it is because we feel aggressive
as individuals. If we live in a competitive entrepreneurial
14
society, it is because, in this view, each one of us,
as an individual has a drive to be competitive and entrepreneurial.
Genes make
individuals and individuals make society, and so genes make society. If one
society is different from another, that is because the genes of the individuals
in one society are different from those in another. Different races are
thought to be genetically different in how aggressive or creative or musical
they are. Indeed, culture as a whole is seen as made up of little bits and
pieces of cultural bric-a-brac, what some sociobiologists call culturgens. In this view, a
culture is a sack of bits and pieces such as aesthetic preferences, mating
preferences, work and leisure preferences. Dump out the sack and culture will
be displayed before you. Thus, the hierarchy is complete. Genes make
individuals, individuals have particular preferences and behaviors, the
collection of preferences and behaviors makes a culture, and so genes make
culture. That is why molecular biologists urge us to spend as much money as
necessary to discover the sequence of the DNA of a human being. They say that
when we know the sequence of the molecule that makes up all our genes, we will
know what it is to be human. When we know what our DNA look like, we will know
why some of us are rich and some poor, some healthy and some sick, some
powerful and some weak. We will also know why some societies are powerful and rich
and others are weak and poor, why one nation, one sex, one race dominates
another. Indeed, we will know why there is such a thing as a science of
biology, which itself is one of the bits and pieces of culture lying at the
bottom of the sack.
We have become so used to the atomistic machine view of the world that originated with Descartes that we have forgotten that it is a metaphor. We no longer think, as Descartes did, that the world is like a clock. We think it is a clock. We cannot imagine an alternative view unless it be one that goes back to a prescientific era. For those who are dissatisfied with the modern world and dislike the artifacts of science, the pollution, the noise, the industrial world, the overmechanized medical care that seems
15
not to make us feel better
much of the time -- for people who want to go back to nature and the good old
ways, the response has been to return to a description of the world as an
indissoluble whole that we murder to dissect. For them, there is no use in
trying to break anything down into parts because we inevitably lose the
essence, and the best we can do is treat the world holistically.
But
this holistic world view is untenable. It is simply another form of mysticism
and does not make it possible to manipulate the world for our own benefit. An
obscurantist holism has been tried and it has failed. The world is not one huge
organism that regulates itself to some good end as the believers in the Gaia
hypothesis believe. While in some theoretical sense "the trembling of a
flower is felt on the farthest star," in practice my gardening has no
effect on the orbit of Neptune because the force of gravitation is extremely
weak and falls off very rapidly with distance. So there is clearly truth in the
belief that the world can be broken up into independent parts. But that is not
a universal direction for the study of all nature. A lot of nature, as we shall
see, cannot be broken up into independent parts to be studied in isolation, and
it is pure ideology to suppose that it can.
The
problem is to construct a third view, one that sees the, entire world neither
as an indissoluble whole nor with the equally incorrect, but currently
dominant, view that at every level the world is made up of bits and pieces that
can be isolated and that have properties that can be studied in isolation. Both
ideologies, one that mirrors the premodern feudal social world, and the other
that mirrors the modern competitive individualist entrepreneurial one, prevent
us from seeing the full richness of interaction in nature. In the end, they
prevent a rich understanding of nature and prevent us from solving the problems
to which science is supposed to apply itself.
In
the ensuing chapters, we will look in some detail at particular manifestations
of the modern scientific ideology and the false paths down which it has led us.
We will consider how biological determinism has been used to explain and
justify
16
inequalities within and between societies and
to claim that those inequalities can never be changed. We will see how a theory
of human nature has been developed using Darwin's theory of evolution by
natural selection to claim that social organization is also unchangeable
because it is natural. We will see how problems of health and disease have been
located within the individual so that the individual becomes a problem for
society to cope with rather than society becoming a problem for the individual.
And we will see how simple economic relationships masquerading as facts of
nature can drive the entire direction of biological research and technology.
While these examples are meant to
disillusion the reader about the objectivity and vision of transcendent truth
claimed by scientists, they are not intended to be antiscientific or to suggest
that we should give up science in favor of, say, astrology or thinking
beautiful thoughts. Rather, they are meant to acquaint the reader with the
truth about science as a social activity and to promote a reasonable skepticism
about the sweeping claims that modern science makes to an understanding of human
existence. There is a difference between skepticism and cynicism, for the
former can lead to action and the latter only to passivity. So these pages have
a political end, too, which is to encourage the readers not to leave science to
the experts, not to be mystified by it, but to demand a sophisticated
scientific understanding in which everyone can share.