NASDAQ
I P O STOCKS
| COMPANY |
[SYMBOL]
|
# SHARES
|
OFFERING PRICE
|
PRIMARY BUSINESS
|
MAJOR UNDERWRITER
|
| Adolor Corp. |
[ADLR] |
6.0 mil. |
$12 - 14 |
Develops novel and proprietary pharmaceutical products for the
treatment of pain and the side effects. |
Warburg Dillon Read & Co. |
| Cabot Microelectronics Corp |
[CCMP] |
4.0 mil. |
$15 - 17 |
Supplies slurries used in chemical mechanical planarization. |
Goldman Sachs & Co. |
| DigitalWork.com, Inc. |
[DWRK] |
6.3 mil. |
$11 - 13 |
Provides Web-based business services to the small business
market. |
Lehman Brothers |
| DrugAbuse Sciences, Inc. |
[DASI] |
4.0 mil. |
$13 - 15 |
Develops and markets novel therapies for alcohol and drug
abusers. |
Warburg Dillon Read & Co. |
| Furniture.com Inc |
[FURN] |
N/A |
N/A |
Online retailer of furniture and home accessories. |
Goldman Sachs & Co. |
| Healthstream Inc |
[HSTM] |
5.0 mil. |
$11 - 13 |
Provides Web-based solution to the continuing education and
training needs of the healthcare community. |
Robertson Stephens |
| Intershop Communications |
[ISHP] |
0.435 mil. |
N/A |
Develops electronic commerce software |
CS First Boston |
| Introgen Therapeutics Inc |
[INGN] |
N/A |
N/A |
Gene therapy products |
SG Cowen |
| Krispy Kreme Doughnuts Inc |
[KREM] |
3.0 mil. |
$18 - 20 |
Specialty retailer of premium quality doughnuts. |
Deutsche Banc Alex. Brown |
| Lexicon Genetics,Inc |
[LEXG] |
10.0 mil. |
$22 - 24 |
Uses its proprietary gene trapping technology to discover genes
useful in drug discovery |
J.P. Morgan |
| Liveperson, Inc. |
[LPSN] |
4.0 mil. |
$13 - 15 |
Provides technology that facilitates real-time sales and
customer service for companies on the Internet. |
Chase Securities |
| Metlife Inc |
[MET] |
179.0 mil. |
$13 - 15 |
Provides insurance and financial services to a broad spectrum of
individual and institutional customers. |
CS First Boston |
| Nuance Communications |
[NUAN] |
4.5 mil. |
$14 - 16 |
Develops, markets and supports a voice interface software
platform. |
Goldman Sachs & Co. |
| Numerical Technologies, Inc. |
[NMTC] |
5.5 mil. |
$11 - 13 |
Provides technologies and software products that enable the
design and manufacture of semiconductor devices. |
CS First Boston |
| Oratec Interventions, Inc. |
[OTEC] |
4.0 mil. |
$11 - 13 |
Developes and markets medical devices that use controlled
thermal energy to treat spine and joint disorders. |
Merrill Lynch |
| Rigel Pharmaceuticals, Inc. |
[RIGL] |
9.0 mil. |
$10 - 12 |
A post-genomics combinatorial biology company. |
Warburg Dillon Read & Co. |
| Saba Software, Inc. |
[SABA] |
4.0 mil. |
$12 - 14 |
Provides Internet-based solutions that enable businesses and
governments to create and deploy global networks. |
Goldman Sachs & Co. |
| Tanox, Inc. |
[TNOX] |
7.0 mil. |
$27 - 30 |
Identifies and develops therapeutic monoclonal antibodies. |
CIBC World Markets |
| Ulticom Inc |
[ULCM] |
4.3 mil. |
$10 - 12 |
Develops mission-critical telecommunications network signaling
software |
Lehman Brothers |
| i3 Mobile, Inc. |
[IIIM] |
4.4 mil. |
$14 - 16 |
Provides timelly personalized information to users of wireless
communications devices in North America. |
Deutsche Banc Alex. Brown |